Compliance and Regulation

End-to-end governance, advisory and monitorship solutions to detect, mitigate and remediate security, legal, compliance and regulatory risk.

Kroll partners with clients to stay ahead of regulatory and reputational risks associated with ethics and compliance obligations around the world. We deploy a market-leading portfolio of enhanced due diligence services and technology solutions, with a focus on anti-bribery and corruption (AB&C) and anti-money laundering (AML), to assist clients with Know Your Customer (KYC) initiatives, third-party due diligence, M&A transactions, IPOs and supply chain due diligence.

Our teams draw on open-source resources and global human intelligence to perform enhanced due diligence, producing reports and action items tailored to each client's needs.

Due Diligence

Discover how Kroll built a dedicated client service team for a large banking institution, provided a customized due diligence solution, and saved 70% on their costs over a three-year period. Request our qualifications.

Our solutions help clients:

Manage Third-party Risk

We research reputations; environmental, social and governance (ESG); and cyber and financial records related to existing and potential relationships, including joint ventures, customers and partners, against sanctions, government watch lists, social media and other applicable databases.

Meet Global Regulatory and Legal Requirements

We help ensure compliance with Anti-Money Laundering (AML), Know Your Customer (KYC), USA Patriot Act, Foreign Corrupt Practices Act (FCPA), and UK Bribery Act regulations.

Mitigate Risks, Fines and Reputational Damage

We help identify and mitigate third-party and transactional, business and reputational risks before they develop into larger issues or trigger fines.

Become or Stay Compliant

We help clients understand the practical frameworks, policies and procedures, systems and controls, and technologies they need to stay compliant with current and evolving regulations.

Increase Peace of Mind

Our researchers manage cases from start to finish, conducting extensive internet, database and media research into a company and its principals to assess backgrounds, status, credentials, professional certifications, legitimacy and reputation.

Respond to Regulatory Reviews and Investigations

We help clients prepare for and respond to regulatory reviews and investigations. We also can undertake reviews at the appointment of regulatory authorities.

Spotlight On Series: Compliance Investigations

In a world of geopolitical stability, regulation is tightening (and conflicting) and risks are emerging that didn’t exist a few years ago. A rules-only compliance strategy that is not tied to dynamic, real time governance can cost your business.

Kroll helps turn your approach to complex risk into a strategic advantage. We bring together experts in legal, compliance, forensic accounting, cyber, valuation, AI and crypto into a single integrated team.

Kroll's Spotlight On Series: Compliance Investigations

Stay Ahead with Kroll

Managed Compliance Software

Kroll’s Managed Compliance Software is cost-effective and efficient technology that embeds Kroll’s global knowledge into financial services firms’ compliance programs, guiding you through all stages of the regulatory life cycle.

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Managed Compliance Software | Kroll

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